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General Releases

• 00-2-S PDF icon
Broker-Dealer Financial Statements

• 00-1-S PDF icon
New Office of Financial and Insurance Services

• 99-2-S PDF icon
The Registration and Procedural Process of Successor Firms and the Applicability of the Michigan Uniform Securities Act

• 99-1-S PDF icon
Certification Charges

• 98-2-S PDF icon
Clarification of Paragraph 4. Under Release 98-1-S Regarding Timeshare Developments Offering Rental Services

• 98-1-S PDF icon
The Sale of Timeshare Interests as Securities in Michigan ; Applicability of the Michigan Land Sales Act; Promotional Offerings of Out-of-State Property

• 97-5-S PDF icon
Impact of Section 18(b)(4)(A) of the National Securities Markets Improvement Act of 1996 upon Section 402(b)(17) of the Michigan Uniform Securities Act

• 97-4-S PDF icon
Impact of Section 18(b)(4)(C) of the National Securities Markets Improvement Act of 1996 upon Section 402(b)(11)(B) of the Michigan Uniform Securities Act

• 97-3-S PDF icon
Impact of Section 18(b)(4)(C) of the National Securities Markets Improvement Act of 1996 upon Holding Companies of Banks and Savings Associations

• 97-2-S PDF icon
Rule 506 and the National Securities Markets Improvement Act of 1996

• 97-1-S PDF icon
National Securities Markets Improvement Act of 1996

• 96-5-S PDF icon
Use of Form U-7 for Regulation A Offering

• 96-4-S PDF icon
Department and Bureau Name Change

• 96-3-S PDF icon
File Numbers for Mutual Funds/Unit Investment Trusts

• 96-2-S PDF icon
Section 402(b)(11)

• 96-1-S PDF icon
Sales Literature or Advertising Communication

• 95-4-S PDF icon
Mutual Fund/Unit Investment Trust Name Changes

• 95-3-S PDF icon
Filing of Multiple Series, Classes and Trusts

• 95-2-S PDF icon
Filing Requirements for Mutual Funds/Unit Investment Trusts

• 95-1-S PDF icon
Section 402(b)(17)

• 94-2-S PDF icon
Michigan Limited Liability Companies

• 94-1-S PDF icon
Mailing Address for Securities Registration and Exemption Applications

• 93-4-S PDF icon
Availability of Section 402(b)(19) Exemption

• 93-3-BD PDF icon
Investment Advisor Custody/Customer Funds and Securities

• 93-3-S PDF icon
Section 402(b)(8)

• 93-2-S PDF icon
Section 402(b)(8) and Section 401(c)(4)(A)(iii)

• 92-4-S PDF icon
Assignment of Investment Advisory Contracts Under Section 102(b)

• 92-2-S PDF icon
American Stock Exchange Listing

• 92-1-S PDF icon
International Manual Exemption

• 89-6-S PDF icon
Applicability of Section 402(a)(8) Exemption

• 89-5-S PDF icon
Pooled Income Funds

• 89-2-S PDF icon
Section 402(a)(11) Amendment

• 88-3-S PDF icon
Transferable Rights

• 88-1-S PDF icon
Series Partnerships

• 87-6-S PDF icon
Federal Savings Banks

• 86-4 PDF icon
Section 305(d) - Unit Investment Trusts

• 84-25 PDF icon
Corporate Equities Rule Interpretations, Rule 706.26

• 84-24 PDF icon
Uniform Limited Offering Exemption

• 84-22 PDF icon
Availability of Section 402(a)(3) Exemption

• 82-5 PDF icon
Availability of Section 402(b)(19) Exemption

• 81-3 PDF icon
Securities Interpretive Opinion - No Action Letter Procedure

Debt Management Releases

• 00-1-DM PDF icon
Amendments to the Debt Management Act

• 95-1-DM PDF icon
Requirements for Additional Officers or Directors

• 88-4-S PDF icon
Debt Management


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